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The reintroduction of hemp in the USA: a content analysis of state and tribal hemp production plans
Journal of Cannabis Research volume 5, Article number: 17 (2023)
Abstract
Background
The reintroduction of Cannabis sativa L. in the form of hemp (< 0.3% THC by dry weight) into the US agricultural sector has been complex and remains confounded by its association with cannabis (> 0.3% THC by dry weight). This has been further exacerbated by inconsistent hemp regulations in the US since the 2014 Farm Bill’s reintroduction.
Methods
A content analysis was performed to analyze the terms and definitions presented by state and tribal hemp production plans, the USDA Hemp producer license, and the 2014 state pilot plans. A total of 69 hemp production plans were analyzed.
Results
Results suggest significant discrepancies between hemp production plans, which have been exacerbated by extending the 2014 Farm Bill language into the 2018 Farm Bill timeframe.
Conclusions
Findings from this study point to areas in need of uniformity and consistency as the regulatory framework is modified and provides a starting point for change for federal policymakers. The results may also be useful to companies attempting to market products across state boundaries. Suggestions for how to mitigate these inconsistencies are provided based on the content analysis findings.
Background
In 1937, the Marihuana Tax Act imposed taxes on the sale of Cannabis sativa L. (cannabis), discouraging its production due to the failure of the Act to differentiate between hemp and cannabis (United States Department of Agriculture Economic Research Service 2000). Botanically, both hemp and cannabis are derived from the same plant: Cannabis sativa L. Attitudes toward cannabis were further tainted when it was classified as a Schedule I drug in 1970 under the Controlled Substances Act, which effectively made its production illegal (Johnson 2018; Malone and Gomez 2019). This remained in place until 2014, with the passage of the Farm Bill, when a distinction between hemp and cannabis was established for US producers through the “Legitimacy of Hemp Research” pilot program (Pal and Lucia 2019).
The United States Department of Agriculture (USDA) formally distinguishes the two plants based on THC (Δ9-tetrahydrocannabinol) content, which is the primary psychoactive component of the Cannabis sativa L. plant (U.S Drug Enforcement Administration 2020). A plant is considered hemp if the THC content is less than 0.3% on a dry weight basis and is considered cannabis if the THC content exceeds the 0.3% threshold (Johnson 2019). Utilizing this definition, state-level legislation was passed to develop pilot programs for hemp production in 2014 (Agricultural Act 2014). The pilot program opened up the opportunity for farmers to grow hemp for the grain, floral, and fiber markets. Four years later, the 2018 Farm Bill removed hemp’s Schedule I drug classification, re-legalizing its production in the USA after a more than 45-year ban (Johnson 2019). However, the reintroduction of the crop into the agricultural sector has been complex and remains confounded by its association with cannabis (Campbell et al. 2021).
The reintroduction of hemp to the US agricultural landscape with the passing of the 2014 Farm Bill was a momentous development. While the pilot program offered each state the autonomy to create individualized hemp production plans, this proved to have its downfalls. While this allowed for individual adjustments to the hemp production plans to fit their needs, it created an opportunity for each state to maximize its competitiveness within the burgeoning industry, which may have actually impeded industry development and growth (Mark et al. 2020). For instance, states implemented different THC testing protocols, licensing fees, sampling procedures, and data collection. This resulted in a patchwork of hemp legislation across the country that was inconsistent in its terminology and processes, threatening the viability of this new sector and creating many challenges for both producers and hemp businesses in marketing products across state lines (Mark et al. 2020).
The 2018 Farm Bill made significant changes to the existing regulatory framework the 2014 pilot plan set forth, further complicating the existing disparities across state plans. First, it broadened the scope to include tribal governments, whereas previous regulations had only allowed states to develop independent plans (Agricultural Act 2018). Additionally, it created the interim final rule and final rule for hemp production, resulting in the USDA Hemp Producer License under which states and tribal governments could choose to operate. Enacted on March 22, 2021, the final rule for hemp production partially clarified the regulation requirements for US state and tribal governments by providing regulatory guidance from a Federal level (U.S. Department of Agriculture Agricultural Marketing Service 2021). Regulatory guidance provided by the final rule included direction on performance testing standards, sampling standards, harvest window, sampling agent requirements, and testing labs. To adhere to this guidance, state and tribal governments have been allowed to submit initial or revised individualized plans that incorporate the USDA Hemp Producer License regulations and include any clauses specific to their needs. While this allows for individual amendments, it has also perpetuated the ongoing lack of consistency between plans.
While the 2018 Farm Bill sought to clarify the program framework and address inconsistencies resulting from the rulemaking process for newly legalized hemp, this has been complicated by the 2014 Farm Bill still being active related to hemp provision. With two Farm Bills being active simultaneously, an unlevel playing field is created as sampling, testing procedures, harvest windows, and testing frequency vary by state (Mark et al. 2020). In addition, the original sunset date of October 31, 2020, for the 2014 Farm Bill language for hemp has been extended twice, first to September 30, 2021, and then to January 1, 2022 (Fig. 1). State governments that passed hemp legislation prior to the 2018 Farm Bill have continued to regulate hemp production under the 2014 Farm Bill, while those who passed legislation in 2018 and later regulated according to the 2018 Farm Bill. As a result, this infant industry is now trying to overcome regulatory hurdles from two different Farm Bills that are not consistent.
It is important to note that these state and tribal hemp production plans only address the process of growing hemp up through pre-harvest THC compliance testing. After harvest (from the farm gate to retail product), regulations for hemp are also state and tribal government dependent but are not addressed by any of these plans. There are no federal-level retail regulations or industry standards that regulate the final hemp-based products in terms of consistency, quality, or analysis of claimed attributes of a hemp product in the retail sector. However, the US Food and Drug Administration (FDA) has launched a Data Acceleration Plan to learn more about the safety of cannabis-derived products, indicating that regulations for this sector are in progress (US Food and Drug Administration 2021).
Since the plans analyzed in this study only address hemp production up to harvest, inconsistencies between regulations have varying effects on the development of the industry, which may be compounded throughout the supply chain. For example, in the period between official testing and harvest, the plant continues to mature. As the plant matures, the THC level continues to increase and can result in a hemp plant that pushes its THC content over the allowable threshold (Pearce et al. 2021). This results in a producer having received a legal certificate of analysis from the appropriate authorities to harvest what was hemp at the time of testing but is legally marijuana at the time of harvest. Suppose testing is done post-harvest by a processing facility or is tested entering another state. In that case, serious issues can arise and result in the confiscation of the crop because of its illegal THC content (Pearce et al. 2021). As highlighted by this example, the lack of consistency between current regulations and the absence of successive regulations can impact the intra- and interstate flow of hemp and THC performance testing requirements, licensing fees, capital investment, and many other aspects of the industry.
Given the current lack of consensus regarding hemp production legislation, the objective of this study is twofold. First, the research team performed a content analysis to examine the consistency of terms between state and tribal hemp plans. Second, the study’s findings are used to provide recommendations to US governing bodies on how to improve clarity for hemp producers, thus mitigating regulatory confusion impeding the industry’s success. The format for the remainder of this manuscript is a review of methods for the content analysis, results, and discussion and conclusions.
Methods
To analyze the consistency of terms between state and tribal hemp plans, the full narratives of each plan needed to be thoroughly examined and recorded. Once this was completed, a content analysis was used to translate the information provided by approved state and tribal government hemp plans into quantitative data. A similar content analysis approach was used in an analysis of sub-national insect pollinator legislation by Hall and Steiner (Hall and Steiner 2021), where content analysis allowed for both quantitative and qualitative descriptions of US policy. As defined by Krippendorff, content analysis is “a research technique for making replicable and valid inferences from texts to the contents of their use” ( (Krippendoff 2018) p. 24). In addition, the content analysis provides a systematic approach for quantifying and describing specific aspects of qualitative data (Downe-Wamboldt 1992). Originating in journalism, content analysis has grown in popularity and is used throughout varying disciplines, including business, communication, sociology, and medicine (Krippendoff 2018; Downe-Wamboldt 1992; Neuendorf 2016). Once the information from the hemp plans was translated into its quantitative form, the data were then used to identify common and idiosyncratic uses of terms and their definitions.
The cutoff date for this analysis was July 14, 2021. At that point, 67 states and tribal governments had approved independent plans, six were operating under the USDA Hemp Producer License, 20 were continuing to operate under the 2014 pilot, two were drafting a plan for USDA review, seven were under review, and two were pending legislation (Table 1) (U.S. Department of Agriculture Agricultural Marketing Service 2021). This study analyzed 69 state and tribal hemp production plans found on the official USDA Agricultural Marketing Service webpage (U.S. Department of Agriculture Agricultural Marketing Service 2021) including approved independent plans, the 2014 pilot plan, and the USDA Hemp Producer License. States electing to operate under the 2014 pilot plan were not assessed individually. Instead, the common pilot plan was analyzed and counted as one plan in the final plan count. The same approach was applied to plans operating under the USDA Hemp Producer License. As mentioned above, the 2014 pilot plan is not representative of the USDA Hemp Producer License. For this reason, we included both the 2014 pilot plan and USDA Hemp Producer License to evaluate the consistency between the two.
Researchers from the Universities of Vermont and Kentucky conducted a preliminary analysis of all approved state and tribal plans. This study used three human coders (i.e., team), to ensure coding consistency and accelerate data coding efficiently once intercoder reliability was assured. While intercoder reliability is essential to establish whenever research involves more than one coder, this is especially true when quantifying qualitative data (Burla et al. 2008). To begin, the team documented all terms and definitions included in the 69 plans. The team was comprised of three research assistants. All three research assistants meet weekly to review work, discuss discrepancies, and adapt the coding scheme as needed to insure consistency among the coders (Krippendoff 2018). Table S1 within the Supplemental Materials contains the form utilized by all coders to collect the required information. A second coder completed a subsequent round of this step to ensure that all terms had been identified. During these rounds of analysis, coders identified terms they felt were “common knowledge.” Example “common knowledge” terms included but are not limited to negligent, consumer, laboratory, greenhouse, outdoor grow, etc. If a term that had initially been identified as “common knowledge” by one coder was considered necessary to include by another, the coders revisited the plans to ensure that the term was included in the final list of terms for the analysis. Examples of the terms not included due to their “common knowledge” designation are GPS, laboratory, USDA, and secretary. The coding team determined that these terms had definitions well-known by the public and did not provide any added information specific to hemp regulations. These terms were not included in the formal analysis.
Due to the large number of terms included across plans, the research team took two steps to establish inter-plan consistency. Figure 2 details each step of the content analysis completed for this study. First, the team established which terms were most frequently used by employing percentile ranks. For this part of the analysis, terms deemed “most frequently” included were those which were in 18 or more plans, based on the number of plans to include a term (of the 69 analyzed). The research group then scrutinized definitions provided for each term to determine if consistent definitions were given throughout all plans that included the term. Intercoder reliability was achieved for this part of the analysis by requiring all three coders to review and agree upon the consistency of the definitions provided by plans. This study discounted slight variations in verbiage when determining whether the definitions were consistent. To provide a percentage of definition consistency across plans, the number of times a definition was provided for each term was divided by the total number of plans that included the term. For example, the term “Hemp” occurred in 51 of the 69 plans (73.91%), and the most common definition appeared in 37 of the 51 plans (72.55%) (Fig. 3; Table 2).
Terms included between two and 17 times were reviewed for consistency between definitions across terms with different names (Fig. 2). As with the first consistency analysis described above, this study disregarded slight variations in verbiage when determining whether the definitions were the same. Intercoder reliability was ensured for this step by requiring all group members to sort through the terms which occurred between two and 17 times to identify those which fit this criterion. Similarly defined terms with different names were grouped based on the content of their definitions. Terms that did not fit this criterion were not analyzed further. Additionally, terms that were included in only one plan were not analyzed further.
Results
In the 69 plans analyzed, 421 different terms were identified. Twenty-four terms were included in 18 or more plans (Fig. 3). The term most frequently cited in plans was “hemp,” which appeared in 51 of the 69 plans. The research team found substantial variation in term definitions across plans, with inter-plan consistency ranging from 0 to 100% (Table 2). Only one term, “commercial sales,” was defined consistently across all plans that included the term, while “License” and “Licensee” had no consistency between definitions across plans. All definitions for these two terms refer to the same concept, yet the wording varied drastically enough to be deemed inconsistent.
The terms “THC” and “Hemp Product” were defined consistently in 30% of plans. The terms “Lot,” “Variety,” and “Producer” were defined consistently in fewer than 50% of plans. “Culpable Mental State Greater Than Negligence” and “Dry Weight Basis” were defined consistently in 50% of the plans. “Acceptable Hemp THC Level” was defined consistently in fewer than 70% of plans. “Hemp,” “Applicant,” “Cannabis,” and “Corrective Action Plan” were consistently defined in 75% of plans. Definitions of “Key participant,” “Negligence,” “Cultivate,” “Measurement of Uncertainty,” and “Negligence” were consistent in more than 80% of plans. Table 2 shows the analyzed terms, the percentage of total plans that the term appeared in, and the percentage of those plans that use the most common definition to appear throughout all plans.
Terms that appear more than once but did not meet the 18 plan threshold were analyzed further. For this analysis, terms that had the same or similar definitions, but different names, were grouped together and categorized by the research team. As with the other consistency analysis, slight variation in verbiage was disregarded when determining whether the definitions were the same. The eight groups that were identified were “Area to Grow Hemp,” “Hemp,” “Legal THC Level,” “Marijuana,” “Postdecarboxylation,” “THC,” “Typologies of Hemp,” and “Volunteer Hemp” (Fig. 4). All terms listed within each group were described using the same or very similar definitions. For example, in the “Hemp” category, the terms “Hemp or Industrial Hemp,” “Industrial Hemp,” and “Hemp” are listed, meaning that the definitions for these terms all define hemp. The least common terms were included in the analyzed plans only once. Of the 421 total terms identified for analysis, 241 (57.24%) were only included in only one plan. The complete list of included terms included in the analysis, as well as the number of plans they occurred in, can be found in Table S2 of the Supplementary Material.
Discussion
When beginning this study, the research team expected to discover that the introduction of the final rule on March 21, 2021, would provide relatively more consistency across state and tribal government plans than was seen after the deployment of the 2014 pilot plans. However, it appears that providing each state and tribal government the opportunity to submit an independent plan for approval has done the opposite. This is emphasized by the 241 terms included only in one plan. Furthermore, inconsistent term names were provided for the same definition among the 180 terms that appear between two and 17 times throughout the 69 plans analyzed. Lastly, 23 of the 24 terms that were included most frequently across plans (included in ≥ 18 plans) were given incongruous definitions, demonstrating different understandings of the term. The findings of this study highlight the persistent inconsistencies in hemp production regulations among US states and tribal governments.
While the varying terminology in state and tribal plans is likely due to different colloquialisms across the country, these disparities can create regulatory confusion. Since hemp is highly likely to be transported and marketed across state and tribal boundaries, differences in regulatory language at such an early stage create challenges for actors throughout the supply chain, including producers, input suppliers, processors, marketers, and consumers. In addition, inconsistencies limit future expansion by creating additional barriers such as new market entry, customer loyalty and acquisition of new and valuable venture capital (Mark et al. 2020). Furthermore, the inaccurate association between hemp and cannabis has proven to be a barrier to success for industrial hemp production for decades. Yet, despite this differentiation, the distinction between the two plants is not easily discerned by members of the American public, with one 2020 study of Southeastern United States residents reporting 29% of respondents associating hemp with recreational marijuana (Williams et al. 2020).
It is important to note that while our team has concluded that the independent state and tribal hemp plans are noticeably inconsistent, the presence of this varying terminology is not indicative of a true discrepancy in the production of hemp between these entities. Without being familiar with the intricacies of each hemp production plan, we are unable to say for certain the degree to which the practices of each entity differ. However, the findings of this study suggest that there is likely some discordance between hemp production in each state and tribal government that has an approved independent plan.
As highlighted by its tumultuous history, a major barrier to the success of the reintroduction of hemp in the US agricultural sector is its association with cannabis (Campbell et al. 2021; Williams et al. 2020). If we suppose the objective of federally approved hemp production plans is to mitigate the ability of hemp producers to abuse their license to grow Cannabis sativa L. and cultivate cannabis instead of hemp, it is reasonable to believe that the incongruent composition of state and tribal plans makes this challenging to prevent. By allowing states and plans to determine different windows for post-test harvest, for example, the current regulations may unintentionally allow for the distribution of cannabis (Pearce et al. 2021). This presents several threats to the success of hemp: notably the confusion of consumers and inability to engage in interstate commerce. Therefore, ensuring that the two plants remain separate crops will be integral to the prosperity of the hemp market.
Findings from this study point to areas in need of uniformity and consistency as the regulatory framework is modified and provides a starting point for federal policymakers. Based on the conclusions of our analysis, it appears that current regulatory flexibility has created an environment that fosters competitive advantages among state and tribal governments depending upon the content of their independent plans. However, more research is needed to fully understand the scope and depth of any potential competitive advantage. Further, the democratic process will have to play out as states and tribal governments will most likely be interested in maintaining any current advantage, whether intentional or unintentional. Lastly, it is likely that states and tribal governments have had newly developed and approved hemp production plans since the cutoff date for this analysis, July 14, 2021. As a result, there is an opportunity for further research to analyze if these changes have enhanced, or further weakened, the overall consistency of plans.
Conclusions
Based on the findings of this study, there are significant areas for improvement in federal policy guidelines for hemp production. The research team has curated two suggestions for how to mitigate the inconsistencies seen in state and tribal hemp programs. First, we recommend that the USDA provide and define the basic regulatory language for independent plans to follow. While the USDA Hemp Producer License provides some terminologies and definitions, it is not required that plans choosing to operate under individually approved plans adhere to them. By creating an expanded list of terms and corresponding definitions that must be ubiquitous among all state and tribal plans, the USDA can provide a lexicon for hemp producers to alleviate discrepancies in how production is approached and defined.
Additionally, we suggest the creation of regulations for the rest of the hemp supply chain. While we are aware that the USDA does not have jurisdiction over the processing of hemp or any other steps post-harvest, we feel that it will be beneficial to provide these regulations to ensure that, once cleared on the pre-harvest side, the integrity of the hemp programs is maintained and are not allowed to infiltrate the cannabis business. By creating clear separations between hemp and cannabis supply chains, hemp producers may find relief from the longstanding erroneous association between the two crops. For the USA to steward a victorious reemergence of hemp in the agricultural sector, the industry must work with policymakers and regulators to attenuate pre-existing barriers and provide a way for hemp to safely and equitably make its way to consumers who have confidence in purchasing various hemp-derived products.
Availability of data and materials
The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.
Abbreviations
- USDA:
-
United States Department of Agriculture
- THC:
-
Δ9-Tetrahydrocannabinol
- FDA:
-
Food and Drug Administration
- TEAM:
-
Coding team
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Acknowledgements
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Funding
• USDA Foundational Grant: 2020–67024-30955.
• USDA Hatch, Vermont Agricultural Experiment Station: VT-H02706.
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AF was a major contributor to data collection and analysis, as well as the main author of the manuscript. JK was a major contributor in both writing and editing the manuscript. TM was a major contributor in both writing and editing the manuscript. WS was a major contributor in editing the manuscript. RH was a major contributor in editing the manuscript. AL was a major contributor to data collection and analysis and a major author of the manuscript. JS was a major contributor to data collection and analysis and an author of the manuscript. HL was a major contributor in both writing and editing the manuscript. All authors read and approved the final manuscript.
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Supplementary Information
Additional file 1: Table S1.
Form used to document term, definition, and state/tribal government. Description of Data: Example format of the form used to document the term, the corresponding definition, and which state or tribal government’s plan the term was found in. Table S2. List of terms included in only one plan. Description of Data: A comprehensive list of the terms included in only one plan at the research study cutoff date of July 14, 2021.
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Falkner, A., Kolodinsky, J., Mark, T. et al. The reintroduction of hemp in the USA: a content analysis of state and tribal hemp production plans. J Cannabis Res 5, 17 (2023). https://doi.org/10.1186/s42238-023-00181-0
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DOI: https://doi.org/10.1186/s42238-023-00181-0